Re: Findings of Investigation of State Juvenile Justice Facilities
Dear Governor Miller:
On March 3, 1997, we notified you of our investigation of juvenile facilities
in the State of Georgia under the Civil Rights of Institutionalized Persons
Act, 42 U.S.C. § 1997a et seq., and the pattern or practice
provision of the Violent Crime Control and Law Enforcement Act of 1994,
42 U.S.C. § 14141. I am writing to report our findings.
We conducted our investigation through inspection of documents provided
by the State, interviews with Department of Juvenile Justice (DJJ) leadership
and staff, discussions with other juvenile justice officials and youth
advocates, and through a series of tours of nine DJJ facilities. During
the tours, we inspected physical conditions and various documentation (including
incident and use of force reports; unit log books; youths' institutional,
medical and educational records; DJJ and Department of Family and Children
Services (DFCS) abuse reports and investigations; policy and procedure
manuals, etc.), and interviewed staff and residents. We were assisted in
the process by ten expert consultants in the fields of juvenile justice
administration, psychology, psychiatry, medicine and education. Over a
six-month period from April to October, 1997, we spent more than 35 days
on-site at the facilities.
During the tours and throughout this investigation, we have received
the complete cooperation of the staff at the facilities, the leadership
of the DJJ, and the Attorney General's office. At the close of many of
the on-site inspections, our experts provided some initial comments on
their preliminary observations arising from the tours. In light of the
State's cooperation in this matter, and State officials' expressed desire
to improve conditions in these facilities, we will be sending you reports
from these experts which provide their more detailed findings and their
recommendations for steps to address the inadequacies they found and improve
operations in the facilities. The purpose of our letter is to inform you
of the Department of Justice's findings.
I. FINDINGS
The Georgia Department of Juvenile Justice operates two types of secure
juvenile facilities in the State: Regional Youth Detention Centers (RYDCs),
which primarily house youths pending their hearings in juvenile court,
and Youth Development Campuses (YDCs), which serve as longer-term treatment
facilities.
The State operates twenty-two RYDCs throughout the State. Each RYDC
serves one or more counties in facilities generally designed to accommodate
between thirty and forty youths. While the average stay in an RYDC is approximately
30 days, some youths are released within a matter of hours and many stay
for months or even as long as a year. Each year, more than 20,000 youths
are processed through the RYDCs. Most are fifteen years-old or younger.
DJJ also administers short- and long-term treatment programs at eight
YDCs which range in size between about 150 and 500 beds. Youths who have
been adjudicated delinquent spend between one and five years in the long-term
programs at the YDCs. About 1,000 youths are committed to long-term programs
each year. The average age of the youths is fifteen. More than three-quarters
of these youths are committed to long-term programs for non-violent offenses.
Since the passage of Senate Bill 440 (SB440) in 1994, juvenile courts
also have been authorized to order youths to attend 90-day programs administered
at the YDCs, primarily in the form of paramilitary boot camps. Some of
these programs are run at YDCs with long-term programs, while other YDCs
serve solely as boot camps. These boot camp programs range in size from
as few as twenty-five beds to more than 300. About 4,000 youths are sent
to these short-term programs each year. The average age is fifteen and,
according to DJJ statistics, ninety percent of these youths have committed
non-violent offenses.
Finally, a small number of youths, ages thirteen to sixteen, who are
tried and convicted as adults are housed in the Lee-Arendale Correctional
Institute in Alto, Georgia.
Our investigation identified a pattern of egregious conditions violating
the federal rights of youths in the Georgia juvenile facilities we toured.(1)
These violations include the failure to provide adequate mental health
care to mentally disturbed youths throughout the system; overcrowded and
unsafe conditions in the Regional Youth Detention Centers; abusive disciplinary
practices, particularly in the boot camps, including physical abuse by
staff and the abusive use of mechanical and chemical restraints on mentally
ill youths; inadequate education and rehabilitative services; and inadequate
medical care in certain areas. Because of these conditions, many youths
have suffered grievous harm, such as being injured or hospitalized due
to fights with other youths or physical abuse by staff; mentally ill youths
have degenerated in the State's care; youths have suffered needless pain
and continued illness from undiagnosed or inadequately treated medical
conditions; and youths' educations have been damaged by grossly substandard
DJJ educational programs.
Moreover, our review of State documents and interviews with State administrators
indicate that many of the problems identified in the facilities we visited
were caused in large part by lack of resources and other inadequacies that
are prevalent throughout the DJJ system and affect facilities beyond those
toured by our experts and investigators.
Below we discuss our findings regarding the RYDCs we toured (pp. 3-19),
followed by our findings relating to the YDCs and boot camps we inspected
(pp. 19-32). We also discuss the systemic patterns that pervade the entire
DJJ system (pp. 32-33). Finally, we discuss the Lee-Arendale Correctional
Institute (p. 33).
A. Regional Youth Detention Centers
The juvenile justice system in Georgia detains youths prior to adjudication
in one of twenty-two State-run Regional Youth Detention Centers (RYDCs)
or in the Fulton County Juvenile Detention Center (which Fulton County
administers for the State pursuant to a contract, and which is to be closed
when a new State-run facility is completed). Our investigation included
on-site tours at five RYDCs -- the DeKalb, Gainesville, Griffin, Gwinnett
and Rome RYDCs -- and the Fulton County Juvenile Detention Center.
1. Punitive Conditions. Youths may not be subject to punishment in pre-adjudication facilities, including imposition of restrictive conditions or practices that are excessive in relation to the legitimate governmental objectives of safety, order and security. See, e.g., Schall v. Martin, 467 U.S. 253, 269 (1984); Hill v. DeKalb RYDC, 40 F.3d 1176, 1187 n.19 (11th Cir. 1994); H.C. v. Jarrard, 786 F.2d 1080, 1085 (11th Cir. 1986). See also Lynch v. Baxley, 744 F.2d 1452 (11th Cir. 1984).
a. Conditions in the RYDCs
Georgia's RYDCs house youths awaiting adjudication on charges ranging
from running away from home and truancy to murder. According to DJJ statistics,
almost three-quarters are charged with non-violent offenses and about one-third
are charged with status offenses or probation violations.(2)
Even so, the RYDCs are in most respects similar to many adult jails. They
were constructed to accommodate thirty youths in locked cells with one
bunk and a toilet. Each cell is approximately eight feet by ten feet. The
facilities were built with a common area designed for indoor recreation
and dining, and have an outdoor recreation yard. They generally were constructed
with a single classroom, built to accommodate approximately fifteen youths.
The DeKalb RYDC, built more recently, has a slightly different design,
with a capacity of forty, a larger multipurpose area, and four classrooms.
The facilities employ jail-like security -- they are surrounded by razor
wire fences, and employ uniformed guards who have access to shackles and
(in many facilities) pepper spray, place youths in correctional jumpsuits
and use handcuffs when transporting youths to and from the building.
These facilities are also grossly overcrowded. Since the passage of
SB440, authorizing boot camp placements, the number of youths housed in
the RYDCs each year increased by approximately one-third. During our initial
series of tours last spring and summer, the population of most of the RYDCs
in the system ranged from 150 percent to almost 300 percent of design capacity,
with more than half the facilities operating at or above double their capacity.
As a result, between two and five youths share the eight-by-ten-foot cells
designed for one youth, with several youths having to sleep shoulder-to-shoulder
on thin mattresses on the floor (often with their heads inches away from
the cell toilet). The facilities lack adequate space for functional classrooms
and little room to accommodate youths' spending time outside of their cells.
Prolonged periods of lock-down are especially common on weekends when there
are no classes and the facilities lack sufficient staff to supervise activities
out of the cells. As one facility director candidly pointed out to DJJ
administrators in a monthly report:
We are staffed to manage 19 boys and 11 girls. When we try to manage
53 boys and 23 girls our staff becomes overwhelmed. All of our systems
become overwhelmed. There is not enough room for the residents to sit in
a common area. There is not enough room for residents to attend class.
There is not enough room for residents to have either indoor or outdoor
recreation . . .
Conditions during lock-down are especially punitive. Many of the facilities
take the youths' mattresses away during the day, leaving the youths with
no choice but to lie on the cold, hard metal bed frames and concrete floors.
In many of the RYDCs we visited, youths may not even have reading materials
in their rooms (other than a Bible). And, as discussed below, the prolonged
unsupervised idleness leads to fights and sexual assaults, resulting in
numerous injuries and hospitalizations in all the facilities.
These conditions are particularly harmful to the large number of young
detainees charged with status offenses or similar less serious offenses.
One of our experts' strongest impressions of the RYDCs we visited was the
large number of small and young youths who would not be held in such jail-like,
high security facilities in other jurisdictions. For example, we encountered
a very small eleven-year-old boy who was being detained for threatening
his fifth grade teacher; a twelve-year-old boy with a seizure disorder
incarcerated for making a harassing phone call; a fourteen-year-old girl
in secure detention for painting graffiti on a wall; numerous youths detained
after relatively minor fights at school; a sixteen-year-old girl detained
for "failing to abide by her father's rules" (throwing objects in her room
and skipping school); a thirteen-year-old girl who had stolen $127 from
her mother's purse; and numerous children who had run away from troubled
homes. Many young children were held on charges of "terroristic threat,"
which often amounted to nothing more than "cussing out" a teacher or group
home staff member.
The housing of such youths in the secure RYDCs, rather than in alternate
placement facilities such as shelter care or group homes, contributes significantly
to the overcrowding in the facilities. Although State law requires that
intake workers attempt to place such youths in the least restrictive environment
possible, see O.C.G.A. § 15-11-18.1(d), our interviews with
State and facility administrators and juvenile judges indicate that this
requirement cannot be adequately implemented due to the lack of alternative
placement options.(3) As a result, more
than half the detainees at the Bob Richards RYDC were listed as detained
for status offenses, violation of probation, or violation of the rules
of an alternative placement at the time of our tours. The same was true
of almost half of the youths at the Gainesville RYDC, approximately one-third
of the youths at the Griffin and DeKalb RYDCs, and one-quarter of the youths
at the Gwinnett RYDC. Many of these youths spend significant periods of
time in these facilities, often awaiting placement in non-secure programs
(such as a group home). One RYDC director stated that while not all youths
accused of violating probation or committing less serious offenses are
appropriate for less secure placements, he estimated that thirty percent
of the youths in his facility could be adequately supervised in a less
jail-like setting.
Such youths suffer disproportionately from the harms associated with the facilities' punitive conditions and other deficiencies (like lack of adequate mental health care, discussed below). For example, in the DeKalb RYDC, we met a 13-year-old girl with a history of running away from home because her mother's boyfriend sexually molested her. She was being held in the RYDC after charges were filed against her for breaking a window screen in a group home and attempting to kick a staff member. She had been held in the RYDC for almost a month when we met her, the legal justification for which was the lack of a suitable parent or other custodian to supervise her pending her hearing.(4) While incarcerated, she suffered from serious depression and had nearly succeeded in committing suicide the morning of the day we met her. Such consequences are not uncommon. In another case, for example, we met a 16-year-old girl being held as an accessory to an aggravated assault. The court ordered her held in the Griffin RYDC because she had an unstable family situation (a history of running away and poor parental supervision) pending trial. At the time of our visit, she had already been in secure detention for eight months and had attempted suicide on four occasions.
Subjecting youths to such punitive conditions violates their constitutional
rights. See Gary H. v. Hegstrom, 831 F.2d 1430, 1434-36
(9th Cir. 1987); Morgan v. Sproat, 432 F. Supp. 1130 (S.D.
Miss. 1977). See also Lynch v. Baxley, 744
F.2d 1452 (11th Cir. 1984).
b. Fulton County Juvenile Detention Center
The Fulton County facility, which is run by Fulton County under a contract
with the State, is much older, designed as a multi-floor detention center
for approximately 160 youths. Because of massive disrepair, however, twenty
or more of these rooms are uninhabitable at any given time. It has a large,
enclosed outdoor recreation area and is attached to the juvenile court
building. This facility subjects youths to long periods of lock-down in
a dilapidated, unsafe building.
Youths often live doubled up in decaying, ill-ventilated rooms built
for one. They spend inordinate amounts of time in their rooms, in part
because the school lacks sufficient space for all youths to attend -- on
the day of our site visit more than twenty-five percent of the youths were
locked in their rooms throughout the school day. Even though the facility
has a large, enclosed outdoor recreation area, youths never go outdoors
because of insufficient staffing. While locked in their rooms, youths must
rely on staff to take them from their cells to the bathroom, since the
cells have no toilets. The severe understaffing at the facility -- sometimes
one staff must supervise an entire wing, consisting of twenty or more youths
housed in a long, twisting hallway -- often means that staff are unavailable
to respond to requests to use the bathroom (or simply refuse to respond).
As a result, youths urinate in cups or out the window -- the smell of urine
was present throughout the facility (even though substantial efforts had
been undertaken to clean the facility prior to our visit). Moreover, the
bathrooms themselves are in disrepair, many with broken fixtures, mold
and mildew.
2. Protection from Harm. The State has a constitutional obligation to assure the reasonable health and safety of the youths in its custody in the RYDCs. See Youngberg v. Romeo, 457 U.S. 307 (1982); Alexander S. v. Boyd, 876 F. Supp. 733, 787 (D.S.C. 1995); D.B. v. Tewksbury, 545 F. Supp. 896 (D. Or. 1982). This duty includes the obligation to protect residents from other youths and fire safety hazards. See Thomas S. ex rel. Brooks v. Flaherty, 699 F. Supp. 1178, 1200 (W.D.N.C. 1988), aff'd, 902 F.2d 250 (4th Cir. 1990); Alexander S. v. Boyd, 876 F. Supp. at 786. Overcrowding and understaffing of the RYDCs we visited has prevented the State from complying with this constitutional mandate.
a. Physical and Sexual Assaults
The lack of space in the RYDCs prevents implementation of an adequate
classification system to separate younger, more vulnerable youths from
older, potentially predatory detainees. Directors at the facilities admitted
that they are unable to comply with even the very minimal classification
criteria promulgated by DJJ. And, as pointed out by one facility director
in a report to DJJ officials, "[w]hen four boys are housed in a room designed
for one, it leads to horseplay which leads to injuries and fights. There
is also an increased risk of sexual assaults." For example, in one incident,
a youth held for violation of probation at the Gwinnett RYDC was housed
with three youths accused of armed robbery and aggravated assault and was
beaten and sexually assaulted without intervention by staff. A Georgia
Department of Family and Children Services (DFCS) child abuse investigation
concluded that the youths were not being adequately monitored or classified,
due in large part to the overcrowded conditions in the facility.
Staff do not -- and given the staffing levels, often are simply not
able to -- provide visual checks on the rooms with sufficient frequency
to prevent fights or intervene to prevent harm when fights do occur. Staffing
levels at every facility were dangerously low. At the DeKalb RYDC, for
instance, five line staff commonly supervise 100 youths or more as they
rotate through school, showering, recreation, etc., while also conducting
regular checks on youths in disciplinary lock-down or suicide watch. On
the third shift, three staff members commonly monitor the entire DeKalb
facility. In the smaller RYDCs, two or three staff are often patrolling
the living units (with one additional staff in the control room) to supervise
between fifty and ninety youths during the day. At night, as few as two
staff (one in the control room) monitor the entire building. The design
of the buildings, in which cells along multiple connected hallways cannot
be observed simultaneously from any given point, makes observation especially
difficult when staffing is low. Only the DeKalb RYDC has video monitors,
and the audio monitoring systems in the other facilities function poorly.
On numerous occasions, staff in these facilities only became aware of injuries
when the youths were let out of their rooms the next morning.
Thin staffing patterns also present a danger of staff abuse during periods
when only one or two staff members are on duty in the building. For example,
on one occasion, a male staff member at the Gwinnett RYDC convinced the
only other staff member on the third shift to take a nap and then sexually
assaulted a 14-year-old female resident (for which he was dismissed and
eventually criminally prosecuted).
b. Fire Safety
The thin staffing in all the RYDCs not only prevents adequate monitoring
of youths, but also presents a real danger of loss of life in the event
of a fire, given that each cell must be manually unlocked. On the third
shift, this task would often fall to two or three staff, responsible for
releasing up to 100 youths. This dangerous situation creates a constitutionally
unacceptable safety risk to the youths. See Alexander S.
v.
Boyd, 876 F. Supp at 786.
3. Inadequate Mental Health Care. RYDC residents have significant
mental health care needs. A 1996 study conducted by Emory University for
DJJ found that sixty-one percent of RYDC residents had psychiatric disorders
and that thirty percent had substance abuse problems. These youths are
systemically denied access to adequate mental health care in the RYDCs.
a. Mental Health Treatment
The RYDCs and the Fulton County facility do not have access to sufficient
resources to meet the serious mental health needs of their most troubled
residents. The State's medical contractor provides a very limited amount
of psychiatric consultation. These psychiatric subcontractors are paid
$75 per hour to provide up to two hours of services per week at some of
the RYDCs. However, we found little evidence that these services were being
used even to that limited extent at the facilities we toured. Recently,
the contractor has begun paying psychologist consultants $300 per month
to provide services "as needed." Again, we saw little evidence of their
use in these facilities.
To supplement the meager mental health resources provided by the DJJ,
individual facilities' directors attempt, with varying degrees of success,
to obtain help from outside agencies in the local communities. Thus, Local
Community Health Boards provide fairly minimal services to some RYDCs,
in the form of evaluation services to permit referrals for hospitalization
and, at a few of the RYDCs, behavioral staff to provide one-on-one suicide
watch monitoring in the facility in severe cases. Although some outside
groups volunteer to conduct drug education programs in the facilities,
there are very few drug and alcohol treatment services provided.
We found that the quality of mental health care provided in the RYDCs
we visited was also deficient. The administration of psychotropic medications
is seriously deficient in almost every area. Important tests to monitor
drug effects on youths' heart, blood and liver are not ordered. Documentation
and medical charting is very poor. The use of medication is not part of
any coordinated mental health treatment strategy. Almost no psychotherapy
or skilled mental health counseling services are provided at any of the
RYDCs. There is little interaction between psychiatric consultants and
facility staff (including medical staff), contributing to the inadequate
monitoring of the psychotropic medication's efficacy and side effects.
Instead, youths are generally monitored and counseled by overworked,
bachelor-degree-level counselors at the facility unless the youth's level
of distress reaches a point where hospitalization is required. Even then,
the State has almost no capacity to provide hospital treatment to youths
who need it. DJJ contracts with the State psychiatric hospitals to provide
only five long-term treatment beds for youths throughout the DJJ
system (including the YDCs and boot camps). Thus, hospitalization is limited
to a short period of evaluation, medication and stabilization, after which
youths are returned to the facility. We frequently encountered severely
troubled youths in the RYDCs who had long histories of self-mutilation,
psychotic episodes, or suicide attempts followed by hospitalization, medication,
and return to the RYDC where the cycle repeated. For example, one youth
at the Griffin RYDC was hospitalized and returned multiple times for head-banging
behavior that resulted in severe bloody ulcers on his forehead. Often,
release papers from the hospital recommend treatments -- such as individual
and family therapy -- which are not provided by the RYDCs upon return.
b. Suicide Prevention
The RYDCs lack the resources and training to satisfy their constitutional
obligation to respond adequately to the risk of suicide and to suicidal
or other self-injurious behavior. See,
e.g., Myers
v. County of Lake, 30 F.3d 847 (7th Cir. 1994).
Although the facilities attempt to identify youths at risk for suicide
through a questionnaire at intake, both the content of the intake and the
setting in which it is administered (by inadequately trained line staff
as part of a "booking" procedure) are insufficient to identify at-risk
youths. For instance, youths at the Gwinnett RYDC are questioned through
a hole in the plexiglass separating the intake area from the control room.
The intake instrument itself is cursory and fails to identify many suicide
risks, particularly when administered by untrained personnel in these circumstances.
Often it is not completed at all.
At most RYDCs, once a youth has been identified as being at immediate
risk for suicidal behavior, staff lock the youth alone in a cell, removing
the youth's sheets, clothing and personal effects, leaving the depressed
youth alone in a paper gown, sometimes for days. Suicidal youth are then
monitored more closely, but they are not permitted to leave their rooms
to eat with the other youths, attend school or (often) even to obtain exercise
or recreation. This practice of isolating depressed youths in demeaning
conditions for hours (and sometimes days) usually exacerbates the youth's
depression.
Mental health responses to suicidal youths' underlying emotional or
psychiatric problems are inadequate. All too often, line staff and supervisors
without any mental health background or training are left to determine
whether the behavior indicates a need for skilled mental health intervention
or is simply non-serious, attention-seeking behavior. Some facilities (the
DeKalb and Bob Richards RYDCs, for example) have implemented a program
to create in-house "Crisis Response Teams" to respond to suicide risks.
But while this program is certainly beneficial (and includes training that
should be provided to all staff) it is not an adequate replacement for
skilled mental health care, including hospitalization, when appropriate.
Moreover, even the attempts to prevent actual self-harm are inadequate.
On more than one occasion, we observed suicidal youths locked in their
rooms, alone on the living unit hall without any supervision while the
only available staff supervised the other detainees in school or at recreation.
These staff admitted that they were unable to conduct even fifteen-minute
checks on the suicidal youths back in their rooms. In November, a youth
on suicide watch at the Augusta YDC hanged himself after staff failed to
conduct fifteen-minute checks.
4. Abusive Disciplinary Practices. With the exception of the
Gwinnett facility, the RYDCs we toured do not have any functioning system
of positive incentives to manage youth behavior, and instead rely almost
solely on discipline (generally, room confinement) and force to manage
the facility. This sometimes leads to unconstitutionally abusive disciplinary
practices. See, e.g., H.C. v. Jarrard, 786
F.2d at 1089.
Staff in some of the facilities routinely use mechanical restraints
as a form of punishment for behavior that does not represent a threat to
the safety of the youth or others. These violations of DJJ's own policies
are particularly pervasive at the Gainesville RYDC, but also have occurred
in the Gwinnett and Bob Richards RYDCs. Most commonly, we found that staff
used the restraint chair -- a plastic chair into which a youth can be shackled
and strapped -- to punish youths for making noise, kicking their doors
or flooding their toilets.
In the Fulton County facility and at the Gainesville, Griffin and Gwinnett
RYDCs, staff sometimes strip detainees who are kicking their doors or being
disruptive and remove the youths' mattress from the cell, forcing them
to sit in their underwear on the cold concrete floor or metal bed. On one
occasion, a staff member at the Gainesville RYDC stripped a mentally ill
youth and left him naked in his room for half an hour because he believed
the youth might attempt to flood his toilet.
In Fulton County, staff routinely place youths on high level suicide
watch as punishment, stripping them of their clothes (sometimes providing
paper gowns, sometimes leaving the youths naked), removing their mattresses
and confining them alone in their rooms for days without access to education
or exercise. Youths who refuse to remove their clothes are forcibly stripped,
and male staff are sometimes involved in stripping female residents. Staff
often put youths in disciplinary suicide watch on Friday evening, knowing
that no mental health staff will be available to evaluate and release the
youth until Monday, and then release the youth on Monday morning before
a mental health referral can be made.
Staff at many of the facilities also impose significant periods of isolation
in room confinement for very minor offenses. For instance, isolation for
three days for cursing at staff is common at the DeKalb RYDC. Youths in
Fulton County can also receive three days of lock-down for talking during
meals. At this same facility, youths who scraped their names in the walls
freshly painted just prior to our inspection tour were placed in disciplinary
confinement indefinitely (and had been confined for almost two weeks at
the time of our tour). While on isolation, youths do not attend school,
generally eat meals in their rooms, and often are not let out of their
cells even for recreation or exercise.
5. Staff Abuse. Use of excessive force against juveniles is unconstitutional.
See,
e.g., H.C. v. Jarrard, 786 F.2d at 1084-85. Patterns
of excessive force were present (although to varying degrees) in all the
RYDC facilities we toured. With the exception of the Griffin RYDC, our
investigation found that staff persistently used excessive physical force
against youths, in the form of hitting or slamming youths onto the ground
and into walls, or otherwise injuring the youths. For example, a staff
member at Fulton County bit a youth during one incident and three staff
members from the Gainesville RYDC were criminally indicted for child abuse.
Staff at the DeKalb RYDC have used OC spray (pepper spray) to punish youths
for non-compliant or otherwise annoying, but non-dangerous, behavior.
This problem is created, in part, by lax supervision of line staff (for
example, much of the misuse of restraints and excessive force occurs during
the lightly-staffed third shifts); poor documentation of use of force;
poor quality investigations of abuse allegations; exceedingly limited risk
management by the central office; poor training of staff to de-escalate
situations and control their own emotions; and by overcrowded and understaffed
conditions that place great strain on the line staff.
We note, in particular, that although state law requires reporting of
allegations of child abuse -- including excessive force in juvenile institutions
-- to DFCS for investigation, many allegations of abuse are not reported.
For example, our investigation found a number of written grievances regarding
staff abuse at the Fulton County facility, most of which had not been forwarded
to DFCS. Moreover, DFCS generally will not conclude that abuse has occurred
unless it has resulted in physical injury. Finally, the quality of DFCS
investigations is generally quite poor. For instance, investigators routinely
fail to question the accused officers or any witnesses other than the complainant,
relying instead on the officers' incident report.
6. Inadequate Education. Youths in the RYDCs are entitled to
an adequate education while held in the facilities not only by state law,
but also by the federal constitution. See, e.g., Gary
H. v. Hegstrom, 831 F.2d at 1433; Morgan v. Sproat,
432 F. Supp. at 1140-41. The State also is obligated to provide a free
and appropriate education to disabled students pursuant to the Individuals
with Disabilities Education Act (IDEA), 20 U.S.C. § 1400 etseq.,
and Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794.
See also, e.g., Alexander S. v.
Boyd,
876 F. Supp. at 800.
a. General Education
Every aspect of education in the RYDCs is compromised by crowding and
lack of resources. There is not enough space in the classrooms to accommodate
the youth; as a result, the multipurpose rooms are used as noisy class
space. There are not enough teachers given the population levels. Each
facility has one special education and one regular education teacher to
serve between fifty and 100 children ranging in age from nine to sixteen
and having an even wider range of academic levels. To help with these massive
demands on the certified teachers, the facilities use an uncertified teacher's
aide and a Juvenile Corrections Officer to teach classes like "Values Education,"
"Health," and physical education. During our education tours, facilities
were attempting to provide four hours of education per day pursuant to
the terms of a waiver the DJJ school system had received from the State
Department of Education's general requirement of five and one half hours
per day for all other schools. However, more than half of the students'
time is spent with uncertified teacher aides or line staff. Much of this
time often consists of writing letters, reading magazines, or watching
videos.
Even the time spent with certified teachers is of very limited value
due to the lack of educational materials, the extraordinary range of academic
abilities within each class, and the teaching methods employed. Most facilities
have no budget to purchase educational materials and must use outdated
text books discarded by local schools (although the RYDCs have a small
number of computers through special funding from the State Lottery). While
the RYDCs do perform some academic testing upon admission, class assignments
are determined by room assignment, rather than academic level. Thus, we
encountered both youths who could not read and high school honors students
in the same classes, receiving identical assignments which were uninstructive
to either student. Most classroom instruction takes the form of xeroxed
worksheets to be completed by the student with little instruction or assistance
from the teacher. Our experts concluded that given the educational deficits
of most of the students and the high prevalence of learning and emotional
disabilities among the students, this is the least effective mode of instruction
possible for these students.
The youths incarcerated in the RYDCs are especially in need of adequate
education. According to DJJ's own estimates, over half of the youths admitted
to the RYDCs are six or more grade levels behind in reading, and more than
a third are six or more grade levels behind in mathematics. The failure
to provide adequate educational services in the RYDCs has serious consequences
for the youths incarcerated there. Although many youths' stay at the facility
is quite short, a substantial number are detained for many weeks or even
months. For those destined for boot camps, the combination of time spent
in the RYDC and time spent in boot camp can amount to the better part of
a semester at school. And many troubled youths, through multiple admissions
to the local RYDC, spend a substantial portion of each school year in the
facilities. Finally, the RYDCs make no effort to transfer records or grades
to the child's home school or to ensure the student receives academic credit
for work performed at the facility, except on the rare occasions where
the student's family requests a transcript.
As a result, detention at the RYDC results in serious disruptions to
children's educations, including causing children to repeat grades in school.
The infliction of such consequences -- often in violation of State law
and regulations and even upon those ultimately found not guilty for their
charged offenses -- serves no legitimate State purpose.
b. Special Education
Our education experts found non-compliance with most of the requirements
of the Individuals with Disabilities Education Act and Section 504 of the
Rehabilitation Act in all of the facilities we investigated.
i. Screening, Identification and Evaluation.
Under the IDEA, the State must make adequate attempts to identify youths
qualifying for special education services. 20 U.S.C. § 1412(2)(C);
34 C.F.R. § 300.128 (IDEA); 34 C.F.R. § 104.32 (Section 504);
Alexander
S. v. Boyd, 876 F. Supp. at 788. The RYDCs' attempts to identify
youths who qualify for special education services are inadequate. The RYDCs'
primary method for identification is requesting educational records from
the youth's home school district. Some of the facilities (e.g.,
the Gainesville and Bob Richards RYDCS) have employed a part-time records
clerk to assist in this process. However, high turnover rates for residents
and delays in receiving such records often result in the child leaving
the RYDC before records are received. Attempts to retrieve such records
are usually abandoned when the child leaves the facility, even when the
youth has transferred to another DJJ facility and even though many youths
will return to the RYDC at some point in the future. The facilities often
ignore other indications of special education qualification elsewhere in
the children's institutional and medical files. For instance, we found
children whose probation reports indicated a history of special education
but who were not receiving such services in the RYDC. There were even children
who had active special education plans in their institutional files, but
who were not identified as eligible for special education by the facility.
Moreover, referrals for special education evaluation are rare even when
the youths display obvious signs of special education need.
Implementing such identification procedures is especially important
for youths who will be going to boot camps; delays in implementing special
education services at the RYDC, in addition to delays at the boot camps
often results in youths spending as much as six months in the DJJ educational
system without ever receiving the services they need, and federal law requires,
in order to benefit from education.
ii. Individualized Education Program
The foundation of the special education process is the development and
implementation of an Individualized Education Program (IEP) for each qualified
child. Honig v. Doe, 484 U.S. 305, 311 (1988). Seealso
34 C.F.R. § 300.341(a). Compare 34 C.F.R. § 104.33(b)(2)
(Section 504). If a youth is brought into the facility with an active IEP,
the RYDC may implement it in the facility, so long as the facility provides
the services required (or closely approximate to those required) in the
IEP, and so long as the youth's stay in the RYDC is short.
See Alexander
S. v. Boyd, 876 F. Supp. at 802. However, significant deviations
from the existing IEP can only be made to accommodate the interests of
the youth, not the resource constraints of the facility.
See 34
C.F.R. § 300.17. If no current IEP exists or is otherwise unavailable,
the RYDC must develop one through team meetings, as described in the regulations.
See 34 C.F.R. § 300.344(a)-(b), 300.345 (IDEA). See
also 34 C.F.R. § 140.35 (Section 504).
Among other things, the IEP must include "related services," such as
individual or family counseling, that are "required to assist a child with
a disability to benefit from special education." 34 C.F.R. §§
300.347(a)(3), 300.16. For children sixteen years-old or older (and younger
children when appropriate), the IEP must also provide for services to aid
the child in the transition from school to post-school activities, such
as vocational training or instruction in independent living. 34 C.F.R.
§§ 300.347(b), 300.18.
Our investigation found consistent failure to comply with most of the
statutory and regulatory requirements. When IEP meetings are held, few
efforts are made to comply with the requirement to include parents or obtain
parent surrogates. See 34 C.F.R. §§ 300.344(a)-(b), 300.345.
The IEPs frequently fail to specify measurable short-term objectives. See
34 C.F.R. § 300.47. Despite the obvious need for related services
-- such as, for example, psychological counseling for youths whose behavioral
problems result in frequent expulsion from the classrooms -- such services
are not considered in the IEP process or provided to the students. There
was little evidence of transition planning.
Rather than designing IEPs to meet the students' individual needs, IEPs
in the RYDCs uniformly are altered to designate that the child will attend
class with general education students, not because this is the most integrated
setting consistent with the child's needs, but because the RYDCs offer
no other educational options. We found little evidence that the individual
attention and special modifications promised in the IEPs are received in
practice.
Students entitled to special education are also routinely excluded from
education altogether. Students on suicide watch or in disciplinary isolation
are excluded from class and no substitute educational opportunities are
provided. Some disabled students are consistently excluded from class for
repeated periods of "time out" in their rooms, often for reasons directly
related to their disability, indicating an unfulfilled need for related
services or the inappropriateness of placing the disabled youth in a general class room. See also 20 U.S.C. §
1412(a)(1)(A).
7. Medical Care. Youths in DJJ's facilities have a constitutional
right to adequate medical care. Estelle v.
Gamble, 429 U.S.
97 (1976); H.C. v. Jarrard, 786 F.2d at 1086. While the State
has begun to address the need for adequate medical care in the RYDCs in
recent years -- hiring a private contractor to provide a basic level of
services, including a facility nurse -- our investigation found that medical
care was still inadequate in some areas.
a. Admission Health Appraisals
The starting point of an adequate medical system is identification of
health problems upon admission to the facility. See, e.g.,
H.C.
v. Jarrard, 786 F.2d at 1086; Patterson v.
Hopkins,
481 F.2d 640 (5th Cir. 1973). While the RYDCs conduct a medical screening
interview immediately upon admission, and attempt to assure prompt physical
examinations, the scope, quality, and timeliness of these examinations
varied considerably. We found long delays in conducting physicals at the
DeKalb RYDC and Fulton County facility. Exams often are incomplete. For
example, the facilities often do not give gynecological exams to girls
or conduct tests for sexually transmitted diseases, even though more thorough
testing at the girl's YDC in Macon frequently identifies such diseases
and other medical problems that could have been identified and treated
months earlier in the RYDCs.
Adequate screening is particularly important because high turnover rates
in these facilities bring large numbers of youths through the RYDCs every
year, many with serious medical problems -- such as seizure disorders,
diabetes, asthma, pregnancy and mental illnesses -- that require careful
monitoring to prevent serious health emergencies.
b. Dental Care
The RYDCs do not conduct any dental screening on youths and provide
dental care only in extreme emergencies (usually requiring tooth extraction).
Dental care is not covered under the State's contract with the private
health care provider, even though a significant number of youths in the
RYDCs may be held there for many months in need of dental care to ameliorate
pain and prevent further damage to their teeth.
c. Quality of Care
Each RYDC is staffed with one nurse, who is on-site eight hours each
weekday, and on-call on nights and weekends. The nurse must conduct sick
call, manage and distribute medication, review intake medical screenings,
arrange outside appointments and consultations, and respond to emergencies,
in addition to performing the required physical examinations on new intakes.
Each RYDC contracts with a private physician to provide two hours per week
of medical service. This level of staffing is inadequate, given the population
of the RYDCs and the rapid population turnover, leading to dangerous lapses
in medical care. Often, screening forms are not completed by the line staff
or sufficiently reviewed by the medical staff; physicals are not completed
in a timely manner or are only partially completed; medical conditions
requiring treatment or monitoring are missed; response to sick call requests
can be delayed for days; and medical records are incomplete and often not
sent with youths when they are transferred to another DJJ facility. These
predictable consequences of an overburdened medical staff are exacerbated
by inadequate training and supervision of the medical personnel -- for
most practical purposes, the facility nurse runs an autonomous health care
program without any significant oversight or quality assurance from the
State Medical Director's office or the contractor.
8. Delayed Probable Cause Hearings. Ordinarily, youths believed
to be delinquent or believed to have committed a status offense are first
evaluated by a juvenile intake officer who determines whether the youth
should be detained in an RYDC pending adjudication, placed elsewhere, or
returned home. If the intake officer detains the youth, a probable cause
hearing before a juvenile judge is held within three days (exclusive of
weekends and holidays) to determine if there is probable cause to believe
that the offense was committed and whether the youth should continue to
be detained in the RYDC prior to an adjudication on the offense. See
O.C.G.A. § 51-11-21(c). Youths detained on a Thursday often do not
receive probable cause hearings until the next Monday.
The Due Process Clause of the Fourteenth Amendment requires that probable
cause hearings be held within two days (including weekends and holidays)
absent exigent circumstances. See A.M. v.
Martin,
No. 1:96-CV-2316-JEC (N.D. Ga. Jan. 26, 1998); see alsoCounty
of Riverside v. McLaughlin, 500 U.S. 44 (1991); Moss
v.
Weaver, 525 F.2d 1258, 1261 (5th Cir. 1976). Youths in Georgia
are consistently denied their right to prompt probable cause hearings.
9. Discipline without Due Process. Youths may be isolated and
locked in their rooms as an immediate response to out-of-control behavior
that endangers the youth, other youths, or staff. However, once the youth
has regained control, further isolation for punitive purposes may only
be imposed if the youth is afforded notice of the charges and an informal
hearing before a staff member not involved in the incident. Cf.H.C.
v.
Jarrard, 786 F.2d at 1089; Gary H. v. Hegstrom,
831 F.2d 1430, 1443 (9th Cir. 1987); Patterson v. Hopkins,
481 F.2d 640 (5th Cir. 1973). With the exception of youths at the Griffin
and Bob Richards RYDCs, detainees in the facilities we toured are consistently
punished without such due process procedures.
10. Grievance Process. Detained youths have a constitutional
right to file grievances with facility administrators regarding their treatment
in the RYDCs. SeeBradely v. Hall, 64 F.3d 1276 (9th Cir.
1995). Such grievances also provide an important quality-control mechanism
by which DJJ administrators could be monitoring whether facilities are
adhering to State policies. Although DJJ policy requires a grievance procedure
be available in each facility, this policy has been only partially implemented
in most RYDCs we toured. Often, youths are not made aware of their right
to file a grievance (they are not given handbooks explaining their rights,
also in violation of DJJ policy), no forms are available, or line staff
refuse to give youths the forms. A number of the facilities apparently
interpret DJJ policy to require the youth to file the grievance with the
employee against whom the youth is complaining, creating an obvious deterrent
to the filing of such complaints and an unreasonable impediment to access
to DJJ administrators.
B. Youth Development Campuses and Boot Camp Programs
We conducted our investigation of the YDC short- and long-term programs
through document review, staff and resident interviews, and on-site tours
with our experts of three short-term and two long-term programs. This included
inspection of the Bill E. Ireland YDC, which houses about 500 youths and
conducts both a long-term "regular" program and a boot camp for boys on
a large campus in Milledgeville, Georgia. Here, youths are housed in small
cottages built for twenty youths, or in a large temporary dormitory created
from a former gymnasium. We also visited the Macon YDC for girls, which
also conducts long- and short-term programming for about 160 girls in cottages
built for about 25 youths. Finally, we inspected the Irwin YDC, which is
run solely as a boot camp by a private contractor for the State. It houses
about 300 boys in a single building originally designed as an adult prison.
The boys sleep in open dormitory units containing about fifty boys.
Youths in these facilities have basic constitutional rights to adequate
medical and mental health care, protection from harm (including staff abuse),
and to adequate education and rehabilitative treatment. See, e.g.,
Gary
H. v. Hegstrom, 831 F.2d at 1432; Nelson v. Heyne,
491 F.2d 352, 359-60 (7th Cir. 1974); Alexander S. v. Boyd,
876 F. Supp. at 790; Morgan v.
Sproat, 432 F. Supp. at 1135;
Pena
v. New York Div. for Youth, 419 F. Supp. 203, 206-207 (S.D.N.Y.
1976); Martella v. Kelley, 349 F. Supp. 575, 585 (S.D.N.Y.
1972).
Our investigation uncovered systemic violations of the federal rights
of the residents at these facilities.
1. Inadequate Mental Health Care and Suicide Prevention. There
are significant numbers of mentally ill youths in Georgia's YDCs, many
of whom are not receiving adequate mental health care. As mentioned above,
more than sixty percent of youths entering the DJJ system have diagnosable
psychiatric disorders.
a. Mental Health Care
Our investigation found many youths whose mental illnesses were left
untreated even when they suffered from prolonged acute distress. Our experts
found that mental illness is almost solely addressed through correctional
responses (e.g., discipline, isolation and restraints) and through
medication that is not part of an integrated mental health treatment strategy.
The results of this mode of treatment are dramatic. For example, on
one occasion, a youth with a history of psychiatric hospitalizations and
self-injury (such as placing staples in his eyes) was placed in shackles
for two and a half hours as punishment for misbehavior in the security
unit at the Bill E. Ireland YDC. When he managed to escape from the cuffs,
staff physically subdued him and put the handcuffs back on. He then threatened
to kill himself. Staff called the nurse to administer a shot of Thorazine.
When the youth resisted the shot, three officers engaged him in a struggle
and held him down while the shot was given. When released, he began hitting
his head against the wall and was restrained. Shortly thereafter, he began
kicking his cell door. Staff placed him in handcuffs and shackles. When
he began to kick the door again, staff opened the door and sprayed him
with OC spray. He was then showered and put in the isolation room, where
he continued to beat his head against the wall until staff placed him in
a straight jacket and helmet. Although he was checked for physical injury
by the nursing staff, he was not seen by any mental health professional
as a result of this incident.
This incident typifies the conditions in which many mentally ill youths are housed and treated. Many end up locked in security units where they spend large portions of their days isolated in small rooms with few activities. In these units, and elsewhere, they are often restrained, hit, shackled, put in restraint chairs for hours, and sprayed with OC spray by staff who lack the training and resources to respond appropriately to the manifestations of mental illness.(5)
Instead of properly de-escalating situations or seeking aid from mental
health resources, staff respond with force that ordinarily escalates the
crisis. For instance, while in the security unit at the Bill E. Ireland
YDC, one of our experts witnessed staff respond to a mentally ill youth's
refusal to leave his cell when ordered. Rather than attempt to de-escalate
the situation, three line staff engaged him in a physical confrontation,
dragged him from his room, threw him in another and slammed the door (whereupon
he immediately responded by unsuccessfully attempting to hang himself from
the fire sprinkler head with his pants as staff looked on laughing). Other
youths have been shackled to their beds or even to toilets. Staff have
used OC spray on suicidal youths who resist having their clothes taken
from them. Often these responses have little effect on controlling the
youth's behavior (for instance, many OC spray reports note that the spray
had no effect).
Such youths receive very little treatment from mental health professionals
and the treatment they do receive is often substandard. Mental health resources
in the YDCs we toured were very limited. At the 500-bed Bill E. Ireland
YDC, one full-time psychologist provides a minimal amount of individual
counseling for a few youths in addition to his other duties. The facility
contracts with the local state hospital for approximately four hours of
psychiatric consultation each week. The present psychiatrist, who specializes
in adult treatment, spends this time solely monitoring psychotropic medications,
meeting with youths on medications for brief (five- to fifteen-minute)
interviews once a month and seeing additional referrals when emergencies
arise.
Mental health resources at the Irwin YDC are even more limited. A contract
psychologist visits the facility once every two weeks or so, for half a
day, but spends most of that time involved in the special education process.
A psychiatrist is on contract, but only visits the facility a few times
each year (the facility's contract physician monitors psychotropic medications).
Mental health care resources at the Macon YDC are greater, but still
inadequate. At the time of our mental health tour, the facility was contracting
for up to six hours per week of psychiatric consultation, and a few hours
per week of psychologist time. However, we were informed that new contracts
for the provision of mental health services would soon reduce the number
of hours provided by the psychologists and psychiatrists. Even at present
staffing levels, mental health contractors do not have time to consult
with cottage staff about youth's behavior or reaction to medications, participate
in treatment planning, or train line staff regarding treatment of mentally
ill youths.
The result is serious deficiencies in the quality of psychiatric care.
DJJ does not conduct adequate mental health evaluations or screenings.
None of the facilities we visited undertake adequate, coordinated treatment
planning. Very few youths in any of these facilities receive any significant
psychotherapy, skilled mental health counseling or behavior management.
With the notable exception of the care at the Macon YDC, there are serious
deficiencies even within the limited scope of pharmacological responses
to mental health care needs. For example, at the Bill E. Ireland YDC, there
were no diagnoses or initial psychiatric evaluations prior to beginning
medications; no interaction between psychiatrists and medical or direct
care staff; insufficient monitoring of the efficacy and side effects of
drugs; inadequate follow-up and re-evaluation; and deficient record keeping.
The facility's contract psychiatrist has prescribed dangerously high dosages
of medications (sometimes beginning youths on dosages five or six times
acceptable starting dosages) without adequate evaluation or monitoring
for serious side effects, as well as continued youths on non-therapeutic
dosages of medications without taking adequate steps to determine their
efficacy.
b. Suicide Prevention
As in the RYDCs, suicidal youths are generally isolated, often in secure
disciplinary units, and monitored more frequently. At the Bill E. Ireland
YDC, suicidal youths are housed in the security unit which, as discussed
below, is the most psychologically abusive unit on the campus. Staff in
these units do not always conduct required room checks. As mentioned earlier,
a youth on suicide watch committed suicide in a security unit at the Augusta
YDC last November when staff failed to conduct timely room checks.
Screening of youths for mental health problems generally, and suicide
risk in particular, is deficient. And, as discussed above, there are few
mental health resources to respond to underlying conditions that lead to
suicidal behavior. As in the RYDCs, youths who attempt suicide or engage
in self-mutilation are often shuttled back and forth between the facility
and the local State Hospital which lacks the capacity to accept youths
for longer-term treatment.
2. Excessive Force. Our investigation found that excessive force
is employed against youths in all of the YDCs we inspected, often in a
misguided, and illegal, attempt to control the manifestations of mental
illness. See Gary H. v. Hegstrom, 831 F.2d at 1436.
Staff at the Bill E. Ireland YDC have hit youths, shackled them to their
beds for kicking doors, and shackled them in their cells for using abusive
language. Staff sometimes respond to banging on doors or general rowdiness
by deploying OC spray. OC spray is also used, at times, as a substitute
for adequate staffing, when staff is alone and when the availability of
sufficient staff would have obviated the need to resort to OC spray. Insufficient
documentation and quality control exists for the use of this chemical agent.
To a lesser, but still significant degree, our investigation found patterns
of staff employing excessive physical force against girls at the Macon
YDC, generally by security personnel transporting girls to the Detention
Unit.
Our investigation also found systemic use of excessive physical force
against youths in the boot camps we toured. Under the guise of providing
"on-the-spot correction," boot camp staff routinely inflict extreme forms
of corporal punishment that have resulted in serious injuries in some cases
to youths who are often very young and sometimes mentally ill. At the Bill
E. Ireland boot camp, staff routinely punish youths for offenses, ranging
from fighting to showing disrespect, by placing them on the ground and
twisting the youth's arm behind his back, up to his neck, for up to half
an hour or more. Although this practice was officially disavowed just after
the announcement of our investigation, and although the facility and local
DFCS investigators routinely conclude that allegations of continued use
of such restraints are unfounded, the practice continues. In fact, in November,
1997, a staff supervisor broke a youth's arm after restraining him for
collapsing during punitive exercises. A month earlier, this same supervisor
broke a youth's eardrum when he hit the youth in the head for talking in
line. At the Irwin boot camp, staff regularly take problem youths out of
range of the facility's cameras and hit them with their fists or plastic
slippers, put them in choke holds or slam them into walls.
The pattern of physical abuse of residents persists, in part, due to
the inadequacies of the State's supervision of staff and investigations
of allegations of abuse. Facilities conduct internal investigations of
use of force on an ad-hoc basis, generally only in response to an allegation
of abuse. These investigations are generally cursory and inadequate. The
State Office of Law Enforcement is also available to conduct investigations
upon request of the facility or central office officials, but while the
quality of its investigations are better, it is involved in only a small
portion of questionable use of force incidents. The absence of viable grievance
systems in almost all of the facilities also contributes to the failure
to detect and respond to abuse.
And, as in the RYDCs, allegations of abuse are often not reported to
DFCS. Restraints and other abuse that do not leave physical signs of injury
are often either "screened out" or considered unfounded, and the quality
of investigations in many counties is very poor.
3. Abusive Discipline. Our investigation found that staff often
engage in a variety of abusive disciplinary practices that are informally
and arbitrarily imposed with little supervision from DJJ administrators
and no due process protections for the youth. These practices violate youths'
due process right to be free from arbitrary and excessive punishment and
are inconsistent with the States' obligation to provide minimally adequate
treatment. See, e.g., Youngberg v. Romeo, 457
U.S. at 316-18;
H.C. v. Jarrard, 786 F.2d at 1085.
a. Regular Programs
Staff at the Bill E. Ireland facility administer an informal, unregulated
and often abusive form of discipline they call "rock time" (sitting on
the concrete floor without back support and forbidden to lean on one's
arms for hours at a time). Two hours of "rock time" is a common sanction
for talking at dinner or in the television area or for showing disrespect.
Youths can accumulate twenty hours or more of rock time, and often serve
six or more hours at a time. Youths complained of back and hemorrhoidal
pain, and of being denied permission to use the bathroom while serving
rock time (or being forced to choose between using the bathroom and serving
additional rock time). In some units, youths sent to the Detention Unit
for discipline are given ten hours of rock time by unit staff in addition
to the punishment given at the due process hearing and must serve the rock
time even if they are cleared of the charges at the due process hearing.
In at least one unit, the Cottage Life Supervisor converted all rock time
remaining at the end of the week into additional time to be served beyond
the youth's minimum release date, one day for each remaining hour.
Boys in some of the Bill E. Ireland cottages are also punished by being
forced to surrender their clothing and bedding and being required to sit
in their cold rooms in their underwear. Staff at the Macon YDC consistently
shackle and order youths to the Detention Unit cells for the offense of
"continued refusal to obey," often in response to very minor infractions
that could easily be resolved through less drastic and harmful means.
Staff at Bill E. Ireland YDC also punish youths through a "reclassification"
process through which time is added to a youth's minimum release date.
While the decision is approved by a committee, the committee almost always
accepts the recommendation of the Cottage Life Supervisor. The youth is
not permitted to attend or present any evidence and often does not know
the "reclassification" has occurred until after his release date has been
pushed back. The lack of procedural protection in this system results in
the arbitrary extension of sentences, as demonstrated most clearly by its
use to "reclassify" youths who refused or were unable to complete arbitrary
"rock time" sentences.
Most of these unconstitutional practices also violate DJJ policies,
but persist due to lack of sufficient supervision of staff and quality
assurance mechanisms.
b. Security Unit at Bill E. Ireland YDC
Building 14 on the Bill E. Ireland YDC campus has two units. One houses
youths being detained pending a disciplinary hearing or on suicide watch.
The other is a long-term security unit. Youths are placed in the long-term
unit for a minimum of thirty days, after which they are re-evaluated for
release to the regular campus periodically. The units look like those in
a high security prison, with individual locked cells opening into enclosed
day room areas (also locked) arrayed around a central hub control room.
The cells are approximately ten by twelve feet and contain two metal bunks
and a toilet, with a small window. The units also have isolation cells
of bare concrete, with no fixtures except a grated hole in the floor for
a toilet (which can only be flushed from outside the cell).
Youths in the long-term unit attend school within the building for two
to three hours each morning, and receive an hour of physical education
(unless they are on disciplinary restriction). They spend most of the rest
of the day (and eat their meals) locked in their cells, except for a few
hours during which they are allowed to watch television in the day rooms.
While they have some access to the unit counselor, few rehabilitative services
are offered. Instead, line staff in this unit curse and belittle youths
(many of whom are mentally ill) and impose arbitrary and cruel discipline.
Angry youths frequently bang on their doors in frustration (often legitimate,
as when their requests for toilet paper are ignored). Staff regularly respond
by spraying such youths with OC Spray, shackling them to their beds, or
stripping them to their underwear and placing them in the isolation cell.
Our medical expert found that youths were being served meals in unsanitary
conditions in the isolation cells, their trays sitting on the floor inches
from the toilet hole.
This long-term unit is a dangerous, cruel and anti-therapeutic place
for youths. Similar units have been found unconstitutional by several courts.
See,
e.g., Morgan v. Sproat, 432 F. Supp. at 1138-40; Nelson
v. Heyne, 355 F. Supp. 451 (N.D. Ind. 1972),
aff'd, 491 F.2d
352 (7th Cir. 1974); Boy's Training School v. Affleck, 346
F. Supp. 1354, 1364 (D.R.I. 1972); Lollis v. New York State Dep.
of Social Services, F. Supp. 473 (S.D.N.Y. 1970).
c. Boot Camps
While the use of paramilitary boot camps is not, in itself, unconstitutional,
youths in the boot camps we inspected are often subject to unconstitutional
excessive discipline that is largely unregulated by DJJ administrators.
Youths in the boot camps are forced to engage in excessive exercise --
sometimes in crowded, heated quarters -- and corporally punished when they
fail to complete the punitive exercises. For instance, a youth at the Irwin
YDC collapsed while doing push-ups and required stitches to his face after
a staff member began lifting him up and dropping him on the floor. And
although written policies prohibit excessive exercise at the Bill E. Ireland
boot camp, a youth's arm was broken in a restraint after he failed to complete
100 push-ups as ordered. Youths at the Irwin YDC have been forced to exercise
in heat exceeding 95 degrees, doing pushups on black asphalt that burns
their hands while being deprived of water, and have been forced to run
laps in the heat while carrying a tire. In both camps, youths are sometimes
forced to finish meals in five minutes and must leave unfinished food on
their trays when the time has elapsed. These punishments are largely unregulated
by supervisory personnel and inflict arbitrary punishment on youths.
These disciplinary practices are also particularly harmful to the significant
number of youths in the boot camps who are physically, emotionally or psychologically
unable to participate in or benefit from the boot camp regimen. The State
has no entrance criteria for paramilitary boot camps. As a result, the
boot camps have been sent children as young as nine years old, youths with
injured legs and feet, youths with serious medical conditions such as anemia
and brittle diabetes, and mentally ill or mentally retarded youths who
cannot, by virtue of their disabilities, be expected to conform to the
rigid expectations of a paramilitary boot camp. Very young children have
difficulty understanding and following the sorts of instructions they are
expected to obey to avoid punishment. As a result, these youths not only
obtain little rehabilitative benefit, but are also psychologically and
physically harmed as they are subject to punishment for failing to conform
to boot camp rules and staff orders.
For example, we encountered a very small fourteen-year-old at the Irwin
YDC boot camp whose medical record indicated he was mentally retarded.
During his confinement, he was constantly disciplined and placed in isolation
for failing to follow orders and acting out. Line staff disciplinary reports
and counselors' notes constantly note frustration with his inability to
perform as expected and the inefficacy of their disciplinary measures,
but do not indicate that staff was even aware of his mental retardation.
According to DJJ's own staff, the combination of overly aggressive,
untrained staff and mentally ill or very young youths consistently results
in confrontations that often escalate to physical abuse. These youths are
also at greater risk of victimization by other residents, depression and
suicide. It is our experts' opinion -- and the opinion of many of the boot
camp staff and mental health professionals with whom we spoke -- that the
paramilitary boot camp model is not only ineffective, but harmful to such
youths.
4. Protection from Harm. We found that staffing levels in the
regular and boot camp programs we toured were inadequate to provide sufficient
supervision to protect youths from harm from other youths or to respond
to emergency situations endangering all the youths. Staffing shortages
have led to one line staff supervising up to thirty youths in the cottages
at Bill E. Ireland, while staff at the Irwin YDC must sometimes supervise
up to forty-eight youths by themselves at night. Cottages of twenty-five
girls are often supervised by a single staff member at the Macon YDC.
As a result, a significant amount of sexual activity occurs at the Macon YDC, activity that may be particularly damaging to girls with a history of sexual abuse. Double-bunking youths in the Macon Detention Units without adequate supervision has led to fights resulting in serious injuries, while there have been near riots in some of the cottages at the Bill E. Ireland YDC. And youths have been sexually molested and choked unconscious by other residents at the Bill E. Ireland YDC. Fights occur daily in the Irwin YDC boot camp.
5. Inadequate Treatment and Education. The YDCs we toured are
unable to provide constitutionally adequate education or rehabilitative
services given the limited resources available and the significant increase
in commitments in the past several years.
a. Rehabilitative Treatment
Although it is well-known that the delinquency of a substantial portion
of committed youths is rooted in alcohol or substance abuse, or in a history
of physical or sexual abuse, there is very little programming to address
these issues. At the time of our tour of the Bill E. Ireland YDC, the small
substance abuse program that had been in place had been disbanded for lack
of funding, leaving drug and alcohol treatment programming available for
only thirty boys in the entire DJJ system. In addition, up to forty-one
girls receive drug and alcohol treatment at the Macon YDC. The Emory University
study concluded that more than 25 percent of the youth in the system suffered
from drug or alcohol problems. As one DJJ administrator told us, the level
of treatment provided "barely scratches the surface."
There is no treatment directed toward victims of sexual abuse at any
of the facilities. And while there is a small program for sexual offenders
at one YDC, its capacity is far below that necessary to provide treatment
to all those for whom such treatment is indicated.
Counseling staff at both facilities are overburdened to the point where
they can provide very little effective individualized treatment. At both
the Macon and the Bill E. Ireland YDCs, counselors are expected to supervise
the line staff assigned to their units which significantly reduces the
amount of time available for actual treatment. In addition, shortages of
line staff mean that counselors must often spend a substantial portion
of their time simply supervising youths rather than providing any treatment.
For instance, at the Macon YDC, counselors often do not satisfy the facility's
modest requirement to meet individually with each youth twice each month
for an hour. And each counselor who provides individual counseling at the
Irwin YDC is assigned forty-eight youths, resulting in very infrequent
individual counseling. When created at all, treatment plans for youths
are quite standardized -- treatment plans in the boot camps tend to be
identical. There is little, if any, transition planning to help youths
plan for their re-integration into the community.
b. Education
Most of the problems identified with the education programming in the
RYDCs were also present in the YDC programs, with certain significant exceptions.
Our experts found that the Macon YDC's education program was, with certain
important exceptions (noted below), one of the best they had ever encountered
in a juvenile setting, indicating that with sufficient resources and leadership
the YDCs are capable of providing youths with not only minimally adequate,
but high quality education during their confinement.
i. General and Vocational Education
Our experts found that the education programs at the Bill E. Ireland
YDC and Irwin boot camp fail to assign youths to classes based on academic
level or needs, resulting in classes composed of students with too broad
a range of abilities and academic levels to permit adequate education.
Attempts to even assess a youth's education level are hampered by the unavailability
of prior educational records (due in part to the failure of the RYDCs to
request or forward those records).
At all the facilities, vocational programs are limited (for instance,
the Macon YDC provides only cosmetology) and not linked to job opportunities
in the employment market.
ii. Special Education
Efforts in all the facilities to identify youths in need of special
education services are deficient. Our experts found that "[e]ven the most
conservative prevalence estimates suggest that the number of incarcerated
youth who can be anticipated to meet the criteria for eligibility in these
disability classifications is at least three to five times the number
who are identified eligible in the Georgia juvenile facilities." About
eight percent of the youths in the YDCs we toured are identified as eligible
for special education services. This is lower than prevalence figures for
public schools generally and significantly lower than the twenty-five to
sixty percent prevalence rates estimated for juvenile facilities nationally.
The lack of timely access to educational records contributes to under-identification,
along with inadequate testing, referral and screening systems, particularly
for the boot camp programs.
As in the RYDCs, the IEP development process, and the IEPs themselves,
are deficient in many respects. Little effort is made to secure parent
or surrogate parent participation in the IEP process. Except at the Macon
YDC, required staff, such as school or clinical psychologists and a school
administrator, generally do not attend the IEP meetings, nor are the students
invited to participate.
Because of limited special education resources, IEP planning is generally
limited to choosing among an inadequate continuum of services. In the Irwin
YDC, the only option available is inclusion with general education students
with some limited assistance from the facility's special education instructor.
As in the RYDCs, IEPs are often modified to suit the needs of the facility,
rather than the youth. Often, particularly in the boot camps, the IEPs
developed at the facilities are unduly standardized and not sufficiently
related to the individualized needs of the youth. There is little provision
of related services. To the extent that very limited counseling services
are available elsewhere in the program, they are not coordinated as part
of the special education program. There is almost no transition planning,
which is particularly important in the YDC setting in which many youths,
confined for significant periods of time under DJJ supervision, will shortly
be required to transition back into public schools or post-school activities
and who have shown themselves to be unlikely to succeed in such transitions
without substantial planning and assistance.
There were insufficient numbers of special education teachers in all
the facilities we examined except the Macon YDC. At the Irwin YDC, for
instance, there is only one special education teacher (who was only provisionally
certified at the time of our education tour) in a facility serving more
than 300 youths. The Bill E. Ireland YDC had only three special education
positions for about 500 youths, one of which was unfilled at the time of
our experts' visit. Given even conservative prevalence rates, such staffing
is inadequate to provide the individualized education required by federal
law.
Disabled youths are often denied all (or almost all) education at times. Youths are often absent from class for reasons unknown to their teachers. Youths in disciplinary confinement receive reduced or no educational services. As in the RYDCs, such absences are often directly related to the youth's disability, indicating a need for further services to enable the youth to remain in class or the need for an alternative educational placement for the youth.
Finally, we found that staff were generally unaware of their obligations
under Section 504 of the Rehabilitation Act toward youth's whose disabilities
are covered under that provision, but not the IDEA.
6. Inadequate Medical Care. The medical programs at the YDCs
are more developed than those in the RYDCs. However, this system has been
placed under considerable stress to accommodate the recent influx of youths
into the YDCs (particularly into the boot camp programs), resulting in
some deficiencies in care.
a. Initial Health Appraisals
There are well-defined procedures for initial health appraisals in the
YDCs. But the lack of sufficiently trained nursing staff and sufficient
contract physician time contribute to a failure to identify and follow
through on indications of serious health problems (such as seizure disorders
and anemia). Moreover, certain basic tests -- such as pregnancy tests for
girls, HIV tests for youths indicating high risk of exposure or for pregnant
girls, and complete blood tests -- are not always administered.
b. Sick Call
Sick call at the YDCs we toured was deficient. The already-overworked
nursing staff functions as the gatekeeper to the very limited physician
time for seeing youths with medical complaints. Sick calls are conducted
in an informal fashion, with little documentation that could be used to
help assure quality care and access. Review of charts and interviews of
youths on site showed that youths with serious medical complaints have
been turned away by nursing staff and not seen by a doctor until their
health had deteriorated further.
c. Dental Care
While a dental screening is performed on admitted youths, lack of resources
has forced facility contract dentists to spend most of their time conducting
initial examinations to detect and respond to only the most urgent dental
care needs and has prevented them from providing needed restorative work
to prevent further damage to decaying teeth. Even in conducting random
interviews of youths, our investigation encountered numerous residents
with large, visible tooth decay who were not receiving treatment.
d. Quality of Care
Our expert identified lapses in the quality of medical care in some
areas. For instance, there are serious deficiencies in the care of chronically
ill patients (such as diabetics and asthmatics) due to a failure to monitor
systematically the youths' health, order and follow up on required testing,
and make appropriate referrals to specialists. Staff fail to follow up
on abnormal findings on health screenings and exams. As a result, appropriate
treatment for identified health problems is often not obtained.
Facilities lack sufficient and appropriate medical staff. None of the
facilities had a medical director. The facilities do not purchase enough
physician time to permit the doctors to review incoming admissions adequately,
supervise the care of chronic illnesses, and treat acute illnesses. For
example, the Macon YDC contracts with its physician to provide only four
hours of care per week for its 160 female residents, the Bill E. Ireland
YDC's 500 boys receive only ten hours of physician care per week, and the
300 youths in the Irwin YDC receive two or three hours of physician care
each week. The nursing staff at each facility is composed largely of LPNs
who have relatively little medical education, are poorly paid, and whose
positions are often difficult to fill. They are supervised by registered
nurses who, because of the very limited physician time under contract and
the lack of a medical director, take on the practical responsibility for
supervising the medical program, as well as providing a more skilled level
of nursing care in particular cases. The facilities do not employ mid-level
practitioners (such as physicians assistants or nurse practitioners) who
could perform some of the more skilled functions (such as conducting physicals
or performing triage of sick call requests).
Training and supervision of the nursing staff in their performance of
these broad responsibilities is very limited. Some recent steps have been
taken to improve this situation -- the State Medical Director has issued
a clinical manual and instituted a rudimentary quality assurance program
-- but these beginning steps are insufficient to provide adequate assurance
of appropriate medical treatment.
Finally, medical care in the YDCs we toured also suffered from a lack
of adequate information systems to track medical records and medication
information, both within the facility and as youths transfer among DJJ
facilities. For instance, nurses in the YDCs reported that almost half
of the time they did not receive medical records from the RYDCs. In another
example, line staff in the Bill E. Ireland boot camp reported that they
had no way of knowing which youths needed to report to the clinic for medication.
As a result, youths sometimes miss dosages of important medications.
7. Inadequate Grievance System. None of the YDCs or boot camp
programs we inspected had viable grievance systems. Staff at the facilities
were often unable to produce grievance forms when asked during our inspections,
youths reported staff tearing grievances up, and as a result very few are
ever officially received (we were given sixteen grievances covering a six-month
period at the 500-bed Bill E. Ireland facility; the Irwin YDC could not
produce any and its Director admitted that they had no functional grievance
system).
C. Systemic Issues
In addition to touring individual facilities, we and our experts also
examined information relating to DJJ facilities throughout the State, including
documents from other DJJ facilities, state-wide policies and procedures,
and DJJ system-wide statistical and programmatic information. We also discussed
systemic issues with relevant DJJ administrators. It is clear from these
sources that many of the problems identified in the facilities we visited
are common throughout the DJJ system, caused in part by a general lack
of resources, certain DJJ policies and practices, and the stress put on
the entire DJJ system by a burgeoning population of youths. For example,
in the RYDC system, severe overcrowding and understaffing is pervasive;
mental health resources are inadequate and haphazard throughout; and there
are insufficient numbers of teachers and medical personnel in most of the
RYDCs given the population levels. In the YDCs, lack of mental health resources
and alternative placement options for mentally ill youths result in inadequate
mental health care throughout the system; there are insufficient programs
to address rehabilitative needs relating to drug and alcohol abuse, sexual
predation, or physical and sexual abuse; and the lack of entrance criteria
results in mentally and physically ill youths being placed inappropriately
in boot camps throughout the system. Moreover, lack of adequate quality
assurance systems in the central office makes it probable that the problems
found in the YDCs and boot camps we visited relating to medical care, disciplinary
practices and staff abuse also occur in other facilities as well.
III. Lee-Arendale Correctional Institute
In our letter notifying you of this investigation, we stated our intention
to investigate the conditions of confinement of the young offenders, ages
thirteen to sixteen, sentenced as adults and housed at the Lee-Arendale
Correctional Institute. We conducted initial tours of the facility with
our juvenile administration and education experts and found that the facility
presently houses only a handful of youths. While our experts were critical
of several aspects of the operations of this facility -- which will be
evident in their reports -- the Department of Justice has chosen not to
pursue the investigation of this facility any further at this time. Although
changes in population levels or conditions may, in the future, warrant
renewed investigation, at present we consider the investigation of this
facility closed.
IV. MINIMUM REMEDIAL MEASURES
To rectify these illegal conditions and to ensure that Georgia's juvenile
facilities comply with federal constitutional and statutory requirements,
the following minimum remedial measures must be implemented:
1. Take steps to assure adequate environmental conditions in the Fulton County Detention Center.
2. Ameliorate punitive conditions in the RYDCs and the Fulton County
Detention Center. Ensure adequate staffing to permit youths reasonable
access to education, recreation, and visitation; to eliminate prolonged
periods of lock-down; to ensure safe evacuation in the event of a fire;
and to permit sufficient access to toilet facilities in the Fulton County
Detention Center.
3. Adequately protect youths from staff abuse and abusive disciplinary practices. Provide sufficient staff training and supervision, including appropriate risk management practices, to detect and respond to incidents of staff abuse and ensure compliance with DJJ use of force and discipline policies.
4. Employ sufficient numbers of trained staff, implement a reasonable classification system, and enforce sufficient supervisory practices to assure that youths are adequately protected from violence by other youths in all facilities.
5. Provide adequate trained staff and resources to assure access to adequate medical care, including dental services. Engage in reasonable quality assurance activities to monitor and assure adequate medical care.
6. Provide adequate mental health services to meet the needs of confined youths, including appropriate treatment in response to suicide risks and self-mutilation. Assure adequate access to skilled mental health providers and hospitalization when necessary.
7. Cease placement of mentally ill youths in programs and units where they cannot receive adequate mental health care or where they face a likelihood of punishment or other harm in response to their mental illness.
8. Cease placement of youths into boot camps when, by reason of mental or physical disability or maturity level, the youth cannot reasonably be expected to obtain any significant benefit or placement will likely result in physical or psychological harm to the youths.
9. Provide adequate general and special education services in all facilities. Provide adequate vocational programs in long-term facilities.
10. Comply with the requirements for provision of special education, as required by the IDEA and Section 504 of the Rehabilitation Act, including related and transition services to special education students.
11. Employ sufficient numbers of qualified personnel and implement appropriate programs in the YDCs and boot camps to provide individualized treatment sufficient to afford each youth a reasonable opportunity for rehabilitation.
12. Ensure that required probable cause hearings are held within two days, except in exigent circumstances.
13. Ensure that youths are given due process hearings prior to significant disciplinary confinement.
14. Provide youths on disciplinary confinement with appropriate access to school and adequate exercise. Provide all RYDC youths reasonable access to reading materials in their rooms.
15. Assure that youths are permitted a reasonable opportunity to file grievances with DJJ officials.
16. Create and implement adequate quality assurance mechanisms and reviews to ensure the efficacy of the above corrective measures.
Under the pattern or practice provision of the Violent Crime Control
and Law Enforcement Act of 1994, the Attorney General may initiate a lawsuit
to correct the deficiencies identified herein. 42 U.S.C. § 14141.
Pursuant to CRIPA, the Attorney General may initiate a lawsuit to correct
deficiencies at these institutions forty-nine days after the date of this
letter notifying you of the deficiencies. 42 U.S.C. § 1997b(a)(1).
Further, in light of the systemic nature of many of the problems identified,
the United States could undertake investigations of other DJJ facilities
under CRIPA or initiate litigation to correct systemic patterns or practices
that violate youths' federal rights under 42 U.S.C. § 14141.
We would prefer, however, to work with State officials to avoid contested
litigation to remedy the violations found in the nine facilities we toured
and the systemic issues underlying these problems and affecting facilities
throughout the State. We know that DJJ officials already have developed
plans that may begin to address some of these issues, if required appropriations
are available. In a separate letter, we will identify federal resources
that may also be available to assist the State in implementing remedial
measures and improving conditions throughout the State's juvenile justice
institutions. We look forward to conducting negotiations to resolve the
systemic deficiencies we have identified in a reasonable and expeditious manner.
Sincerely,
Bill Lann Lee
Acting Assistant Attorney General
Civil Rights Division
cc: The Honorable Thurbert Baker
Attorney General
State of Georgia
Mr. Eugene Walker
Commissioner
Department of Children and Youth Services
Mr. Allen L. Ault
Commissioner
Corrections Department
Mr. Robert J. Regus
County Manager
Fulton County
Mr. Doug Williams
Warden
Lee-Arendale Correctional Institution
Ms. Jane Wilson
Director
Bill E. Ireland YDC
Mr. Bill Bateman
Director
Irwin YDC
Ms. Mable Wheeler
Director
Macon YDC
Ms. Linda Cofer
Director
De Kalb RYDC
Mr. Kenneth Griffin
Acting Director
Gainesville RYDC
Ms. Susan Boggs
Director
Griffin RYDC
Mr. Jesse Andrews
Director
Gwinnett RYDC
Ms. Gail Wise
Acting Director
Rome RYDC
Mr. James Fraley
Director
Fulton County Juvenile Detention Center
The Honorable Richard W. Riley
Secretary
United States Department of Education
Ms. Shay Bilchick
Administrator
U.S. Office of Juvenile Justice and Delinquency Prevention
Ms. Linda C. Schrenko
Georgia State Superintendent of Schools
1. We discuss the conditions in the Lee-Arendale Correctional Institute separately, see p. 33.
2. This amounts to more than 1,200 status offenders and more than 5,000 probation violators.
3. While more than 24,000 youths were detained in secure facilities in FY1996, the State provided only 2,734 placements in non-secure settings such as group homes or in-home supervision with electronic monitoring.
4. This girl was one of many youths detained solely because she had "no parent, guardian or custodian or other person able to provide supervision and care for [her] and return [her] to court when required." See DJJ Policy #8.5 (VII)(D)(1)(c) (DJJ intake policies). See also O.C.G.A. § 15-11-18 (permitting, but not requiring, secure detention for such youths). Absent an allegation of delinquency, such a child would likely be considered "deprived" and subject to the care of the DFCS in a non-secure foster home or shelter. See O.C.G.A. § 15-11-20(f); 42 U.S.C. § 5633(a)(12)(A).
5. Until recently, staff were also authorized to
use medication -- in the form of involuntary injections of psychotropic
drugs -- to restrain youths deemed out-of-control, on the authority of
a "PRN" (as needed) prescription by a psychiatrist and administered by
the facility nursing staff. Such a practice is subject to dangerous abuses
in a correctional setting and we found significant evidence that on at
least some occasions, youths at both the Bill E. Ireland and Macon YDCs
were subject to forced injections as punishment for angering staff (particularly
the nursing staff) rather than as an appropriately monitored medical treatment
to prevent injury to the youths or others. See Nelson v.
Heyne,
491 F.2d at 356-47. This situation should be resolved by appropriate implementation
of guidelines recently issued by DJJ's medical director.