135
Fourth factorthe juvenile's present
intellectual
development and psychological maturity
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A qualified psychologist or psychiatrist should be brought in
early to
evaluate the juvenile and to testify at the transfer hearing
concerning the
juvenile's intellectual development and psychological maturity.
One court noted that "the statutory scheme would seem to
reflect a
determination that more mature and developed juveniles are more
likely to be
beyond redemption," and therefore, concluded that "it is in keeping
with the
statutory premise to view immaturity and lack of development as
factors weighing
against transfer to adult status and maturity, and development as
factors
weighing in favor of transfer." United States v. J.D., 525
F. Supp. 101,
104 (S.D.N.Y. 1981).
Obviously, proof that a juvenile is abnormally low in
intelligence or
immature for his or her age would not be favorable for transfer.
One may,
nonetheless, have developed a street-wise intellect or
precociousness which could
weigh in favor of transfer. See Doe, 49 F. 3d at 868. In
one case, the
juvenile contended that he had the intelligence level of a six to
seven year-old.
United States v. G.T.W., 992 F. 2d 198, 200 (8th Cir. 1993).
The court,
nonetheless, ruled in favor of transfer since there was no evidence
in the record
indicating the juvenile lacked the ability to understand the
consequences of his
actions, and proof showed the crime was committed in a calculated
fashion.
Id. A juvenile capable of functioning intellectuably and
emotionally as
an adult in some ways, but having limited intellectual and
psychological
potential for rehabilitation, may point toward transfer.
M.H., 901 F.
Supp. 901.
Defense attorneys might object to a psychiatric or
psychological evaluation
because it would compel the defendant to give potentially
self-incriminatory
testimony in violation of the Fifth Amendment. See United
States v. J.D.,
517 F. Supp. 69, 70 (S.D.N.Y. 1981). In J.D., the court
found that the
Fifth Amendment applied to transfer proceedings. Id.,
citing In
re Gault, 387 U.S. at 49-50, 87 S. Ct. at 1455-56. It ruled
that because
statements made to the psychiatrist or psychologist could be used
to render the
juvenile defendant liable to criminal prosecution, the statements
should be
considered incriminating. Id. at 73. However, the juvenile
defendant can
be compelled to give statements in relation to
psychiatric/psychological
evaluations to assess psychological maturity and intellectual
development, and
to ascertain any mental defects. Id. What would be
prohibited is the use
of a juvenile defendant's statements as proof of their content,
rather than as
verbal acts of diagnostic significance in the
psychiatrist/psychologist's
evaluation. Id. at 74. The court in J.D. advised
the government
to keep all records pertaining to the psychiatric interviews
separate from its
other investigatory files, and prevent the use of any of the
information obtained
during those interviews in the investigation or prosecution of any
matters
concerning the juvenile defendant. Id.
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